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Trading and Capital-Markets Activities Manual

        
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Trading and Capital-Markets Activities Manual

Logo for Trading and Capital-Markets Activities Manual
"Provides guidance on trading operations and related capital-markets banking activities. Details sound management practices and key examination and review considerations for trading and capital-markets activities. Includes discussions of a wide range of risk management issues encountered in trading and dealer operations, including market risk, counterparty credit risk, legal risk, financial reporting, accounting, and ethics. Profiles thirty-five specific financial instruments commonly... More
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Technical Format: PDF
Date Added to MERLOT: June 29, 2011
Date Modified in MERLOT: June 29, 2011
Author:
Submitter: Cathy Swift

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Primary Audience: College Upper Division, Graduate School, Professional
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Language: English
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